Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart
... (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC Thailand can neither
businesses to access anonymized data under possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a
anonymized data under possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a Securities Company Which
possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a Securities Company Which Does Not Have
example, not putting the assets of private fund clients in custody of depository, allocating IPO shares to private fund clients only while allocating none to mutual funds under the company’s management
regulations to remain only those necessary and consistent with current situations. These efforts aim to strengthen business sectors’ competitiveness, and reduce operating costs of private sectors and burdens
aims to standardize the SEC regulations in line with the changing situations to ensure that only necessary regulations are issued and enforcement is effective. In any case, appropriate investor
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general
first 2014 semi-annual meeting with top executives of Thai and foreign commercial banks that the commercial banks have played a remarkable role in Thai capital market development as they provide access to