Custody of Clients’ Assets by Securities Companies (Codified)

Offering (IPO) in September 2017. Lastly, the establishment of provident fund. Financing Costs The financing costs of financial institutions in 3Q2016 and 2017 were in amounts of 1.37 million and 2.46

Summary of the Emergency Decree on Digital Asset Businesses B.E. 2561 I. The Underlying Purpose of the Legislation Digital assets have been used as fund-raising instruments and medium of exchange https

of the Emergency Decree on Digital Asset Businesses B.E. 2561 I. The Underlying Purpose of the Legislation Digital assets have been used as fund-raising instruments and medium of exchange https

Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3))    Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel

& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities

661 6664-5 www.indoramaventures.com Ref.No.IVL002/10/2018 11th October 2018 President The Stock Exchange of Thailand Subject: The Establishment of a New Indirect Subsidiary Company and Merger of

transactions in the capital market, the establishment of infrastructure trust could be performed. Clause 2 The infrastructure trust under Clause 1 means a trust established for the main purpose of investing in

. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of

and REIT holders? right to approve an acquisition or disposition of key assets and related-person transactions. Key persons in establishment and management of REITs include (1) REIT manager which may