) Act and Royal Enactment ( 16 ) About SEC ( 10 ) Toward International Excellence ( 4 ) Investors ( 2 ) Strategic Plan ( 2 ) Intermediaries ( 1 ) Manual Select ( 1 ) More >> Documents Adobe PDF ( 1,377
>> Sitemap Act and Royal Enactment ( 22 ) Budget ( 8 ) Law and Regulations ( 8 ) investor ( 7 ) Manual Select ( 7 ) About SEC ( 6 ) Enforcement ( 5 ) Strategic Plan ( 4 ) Toward International Excellence ( 4
เตอร์ https://publish.sec.or.th/nrs/7750p.doc Translation assets 9. Property , plant and equipment 10. Intangible assets 11. Other assets Total assets Liabilities and shareholders’ equity (Unit:Baht
) Define a company possessing the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets, at a collective total amount exceeding 40
Bangkok, Aug 15, 2011 - The SEC suspends four investor contacts, namely, (1) {A} of Asia Plus Plc. for one month, from August 10, 2011 due to his interference with client's assets and reprimands
of the Securities and Exchange Act, B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4), B.E. 2551 (2008) and Section 35, Section 56 and Section 117 of the Securities and Exchange Act
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-SEA.pdf act-sea1999-no2.pdf capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or
Exchange Act B.E. 2535 (1992) which contain certain provisions relating to the restriction of rights and liberties of persons, which Section 29 in conjunction with Section 33, Section 34, Section 41, Section
( 37 ) Act and Royal Enactment ( 29 ) Budget ( 24 ) Manual Select ( 22 ) Market Data ( 14 ) Enforcement ( 10 ) Strategic Plan ( 10 ) Intermediaries ( 9 ) investor ( 9 ) IPO ( 8 ) Investors ( 7 ) Market