also colluded to act dishonestly in selling NUSA condominium units in Bangkok at a price lower than the appraised price and transferring funds out of NUSA into personal accounts and those of close
addition, it was found that {B} and {C}, the investment consultants, were responsible for the client's account, respectively. Both of them were subordinates of {A} and aided trading securities on behalf of
through the use of client accounts; while {D} was found using a client account to trade securities for her own benefits. In particular, their actions had been aided and abetted by {E} , who then was the
) Imprisonment and fine those who aided or abetted Theeratchanon and Supaporn to commit the aforesaid offences, which were in contravention to Section 315 of the SEA.Conviction for 1st offence: The Court sentenced
, respectively. - Financial expenses increased from Baht 14.90 million in 2016 to Baht 18.07 million in 2017, or 21.29%, resulting from the use of personal loans of 9.00% per annum and overdraft facilities 7.50
Company also complies with the Bank of Thailand to provide the relief measurements to assist our customers by reducing minimum payment for credit card and personal loan as well as providing a grace period
apply) Documents Yes No N/A Reasons for No and N/A (1) Form 61-1 F Application for registration as a foreign auditor in the capital market. Signature of the applicant is required. (2) Applicant’s personal
personal acts becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in
investment advisory on the condition that the person giving advice and the owner of the website or any other electronic media do not collaborate or share duties with the other party to avoid personal acts