the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022
issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake
รพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนมีมติเห็นชอบให้เพิ่มประเภทตัวกลาง (selling agent) ในการเป็นตัวแทนขายและรับซื้อคืนหน่วยลงทุน สำหรับผู้มีคุณสมบัติตามที่กำหนด คือ (1
market business are persons registered with the Stock Exchange or the derivatives exchange as an agent of a member who can place trading order through the system for trading capital market products, if
business in the category of securities underwriting; “Executives” means directors, managers, divisional manager or upper including any person who have authority as such person; “Property management person
securities business in the category of securities underwriting; “Executives” means directors, managers, divisional manager or upper including any person who have authority as such person; “Property management
; “Executives” means directors, managers, divisional manager or upper including any person who have authority as such person; “Property management person” means any juristic person which is entrusted by mutual
Exchange Commission) Form 117-or2 Report on Changes of Information of Property Fund Managers 10. Report/Form (Notification of Securities and Exchange Commission) Form 117-or3 Report on the Commencement
Managers ข่าว ก.ล.ต รายงานสรุปภาวะตลาด สินทรัพย์ ดิจิทัล https://www.sec.or.th/TH/Pages/MarketData/MarketData.aspx Thai InformationofIntermediaries ตลาดทุน SHARE : Detail Content ผู้ประกอบ
/INFORMATIONOFINTERMEDIARIES.aspx Thai ทุน (Download) สถิติตลาดทุน (Dashboard) ISIN Code SEC API License Check ESG Product Platform Climate-related Risk Management for Asset Managers ข่าว ก.ล.ต รายงานสรุปภาวะตลาด สินทรัพย์