to access information conveniently by having information center for securities research papers and related marketing activities, as well as promoting such securities. For investor educational projects
. “Moreover, SEC is well aware that, in rendering services, business operators in capital market inevitably need to access personal data of customers. The business sectors in capital market, especially the
advisers under the “ACMF Pass” initiative launched in 2018, allowing ASEAN investors greater access to professional services.A revised MoU on the Streamlined Review Framework for ASEAN Common
Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a
million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to
will consider further action regarding the matter.In the case of Chanthani, on 10 April 2014 she had access to the insider information regarding the proposal for business acquisition by virtue of her
opportunities to expand business sector?s access to sources of fund in the capital market, while maintaining investor protection. The ?Pride of the Provinces? project raised a total of strong potential 104
encourage more listed companies to seek cross-listings in the region to broaden their investor base. With more cross-listings, investors in the region will have easier access to a broader choice of
aims to support the Thai capital market's moving towards the new age of financial landscape by promoting expansive information access, new services by newcomers, cost-effective market infrastructure
been disclosed to the public or so called inside information or non-public information, a person who has access to such information by virtue or his/her office or position must absolutely abstain from