SMC Power Public Company Limited SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit the financial statements for the six-month period ended June 30, 2015 to the

TPC Power Holding Public Company Limited TPC Power Holding Public Company Limited ("TPCH"), a securities issuer, prepared and submitted the key financial ratio for the year 2023 through the

WHA Utilities And Power Public Company Limited WHA Utilities And Power Public Company Limited ("WHAUP"), a securities issuer, prepared and submitted the key financial ratio for the year

derivative agent business and respond to investors? changing demands.  The proposed rules would allow investment consultants (IC) and investment planners (IP) to render more services related to securities and

products, the SEC and the Associations discussed an importance of financial planning. The banks? investment consultants should be equipped with capability to provide preliminary advice for investors to raise

SEC therefore suspended {A} from duty as approved capital market investment consultants for one month.

derivative contracts in their accounts of a securities company, in cooperation with Mr. Narathip Lohaweroj and Mr. Torpong Thammasombat, investment consultants of the securities company and Miss Skonwan

accounts of a securities company, in cooperation with Mr. Narathip Lohaweroj and Mr. Torpong Thammasombat, investment consultants of the securities company and Miss Skonwan Paruang had the duty to contact

for investors to trade derivative contracts in their accounts of a securities company, in cooperation with Mr. Narathip Lohaweroj and Mr. Torpong Thammasombat, investment consultants of the securities

website: www.globalinvestments.net and www.Qropdirect.com to lure investing public that it had a team of experienced and expert investment consultants to handle suitable portfolios for investors through