. Eventually, she admitted that some purchasing transactions were made without the client's orders to cut loss in the client's account. This could be considered as misconduct for obtaining authorization to make
may be greater. As a result, the company is required to disclose information memorandum pertaining to the transaction to the Stock Exchange of Thailand, together with appointing an Independent Financial
Section 106 Securities and Exchange Act B.E. 2535 Section 106. A securities company shall prepare a balance sheet and a profit and loss account for each accounting period of six months in the form
closely monitoring the matter, the SEC has found that at around 08.30 hours on 2 September 2019, a suspicious Facebook account posted deceitful statements that misled the public to believe that such
February 22, 2018 SET-18-AC-001 Dear The President The Stock Exchange of Thailand Subject: Clarification of Result’s Operation for the year ended 31 December 2017 According to the resolution of BKD’s
entitled to revenue sharing around 1,120 million baht.With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that Sunthorn had attended the negotiations between SOLAR
instructed Kanchana, an ex-ZMICO Senior Vice President, to acquire 172,400 shares of such listed company at 5.30-8.50 baht per share, on the Stock Exchange of Thailand through securities trading account of
, which is the biggest loss since it registered in the Stock Exchange of Thailand. Subsequently, during the period of 19 to 24 July 2017, Mr. Somboon, who knew or possessed the inside information, sold
on 9 September 2020 and later on 10 September 2020 Mr. Sittilarp sold his TASCO shares through Miss Panida Kerdtoob’s securities trading account to avoid loss before TASCO disclosed such information to