Currently, the existing regulations require that the foreign issuer of baht bonds comply with the approval and disclosure rules in the same manner as other types of bonds. Additionally, to issue and

Bangkok, 14 September 2016 ? The SEC has filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Mr. Siwasit Sainumphung (2) Ms. Noppawan Suwan, and (3) Mr. Viroj

Bangkok, March 21, 2011 - The SEC filed a criminal complaint against {A}, {B}, {C} and {D} (former name - {E}), an investor contact (marketing officer) at SICCO Securities Plc. , with the Department

Bangkok, April 8, 2011 - The SEC is proposing revision to regulations on investment of provident funds (PVDs) to allow fund members to diversify their investment properly and to support PVDs with

 Bangkok, March 7, 2014 ? The SEC exchanged Letters for Cooperation with Financial Services Agency (FSA), Japan, to expand business opportunity between two capital markets. In this regard, the SEC

The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to encourage the businesses that have never raised fund through bond issuance.  Also

information, in materiality. In this regard, the SEC also filed a criminal complaint against {A} with Thai Royal Police for imparting false statement to the competent officer.Following the SEC investigation to

imposed on 10 persons, namely (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} and (10) {J}.With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares

, namely Prayuth Lertpinyopap, Naruephol Chatchalermvit and Ladda Ponsuwannapa, with the Department of Special Investigation for involving in share manipulations. The SEC findings revealed reasonable grounds

service sectors in the capital market. The SEC has closely monitored the situation and consistently cooperated with related parties to keep informed of the impact level, consider relaxation of rules to help