experiences in overseas investment. Under the proposed regulations, derivatives brokers must have infrastructure in place to render service to retail investors to trade derivatives on foreign derivatives

Mr. Chalaem Semsarid During January 9, 2013 - February 28, 2013, Mr. Chalam Samsarid colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited (“UMI

Mr. Promakran Srinarong During January 9, 2013 - February 28, 2013, Mr. Promakran Srinarong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited

Mrs. Kodchaphon Singtong During January 9, 2013 - February 28, 2013, Mrs. Kodchaphon Singtong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited

Mr. Chukiat Singthong During January 9, 2013 - February 28, 2013, Mr. Chukiat Singthong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited (“UMI

Mr. Prabpol Singtong During January 9, 2013 - February 28, 2013, Mr. Prabpol Singtong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited (“UMI

Mr. Prasian Kongboon During January 9, 2013 - February 28, 2013, Mr. Prasian Kongboon aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

Mr. Somchai Kongboon During January 9, 2013 - February 28, 2013, Mr. Somchai Kongboon aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

Mr. Somchit Sabaibang During January 9, 2013 - February 28, 2013, Mr. Somchit Sabaibang aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

to sell Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by providing securities trading accounts of individuals