SEC Search

Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public Hearing Laws/Regulations Search

http://capital.sec.or.th/webapp/en/infocenter/intermed/allow/comppf_new.php?ino=31&ref_id=203

Securities Companies and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Dealing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=20&grptype=lcstype=/en

Securities Company and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Underwriting (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=4&grptype=lcstype=/en

SEC Search

appropriate and feasible, they may consider formally becoming insiders in order to support a process of https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...

https://secsearch.sec.or.th/?search=electrical+possession+OR+%22electrical+possession%22+OR+%22elect...

SEC Search

feasible, they may consider formally becoming insiders in order to support a process of https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...

https://secsearch.sec.or.th/?search=electronic+possession+OR+%22electronic+possession%22+OR+%22elect...

บริษัทหลักทรัพย์และสถาบันการเงินอื่น

process of temporarily suspending their business or suspended business operations by SEC รายชื่อบริษัทที่ได้รับใบอนุญาต การค้าหลักทรัพย์ (ประเภทบริษัทหลักทรัพย์) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=th&licno=20&grptype=lcstype=

บริษัทหลักทรัพย์และสถาบันการเงินอื่น

process of temporarily suspending their business or suspended business operations by SEC รายชื่อบริษัทที่ได้รับใบอนุญาต การจัดจำหน่ายหลักทรัพย์ (ประเภทบริษัทหลักทรัพย์) ชื่อย่อ ชื่อ เว็บไซต์ Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=th&licno=4&grptype=lcstype=

SEC files a criminal complaint against 29 offenders with DSI for manipulating DPAINT share price and/or trading volumes

constitute a predicate offense under the Law on Anti-Money Laundering. Following the criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11490

SEC files a criminal complaint against 11 offenders with ECD for manipulating COMAN share price or trading volumes

, the criminal enforcement process will proceed with an investigation by the inquiry official, a prosecution of the public prosecutor, and an adjudication of the court of justice, respectively. In this

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11495

SEC public hearing on a proposed revision to the Knowledge Refresher Criteria for investment analysts

Knowledge Refresher Criteria for investment analysts. The goal is to enhance the knowledge refresher process to better align with their roles and responsibilities. The Capital Market Supervisory Board has

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11465