personnel for a period of five years, starting from 4 August 2020.In case of deciding to buy an investment product at a place which is not the service provider’s office, investors are advised to avoid
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
advisors as well as knowledge enhancement of securities firms and investor contacts regarding product features and clients? risk profiles. Meanwhile, the SEC is promoting investor education to help investors
the meeting of capital market product development; including foreign companies? initial public offerings in Thailand (primary listing), foreign companies? secondary listing, depositary receipt (DR
Chuengsatiansup is the Head of this Division. 3.2 Fund Raising Division under Assistant Secretary-General Prakid Punyashthiti comprises Corporate Finance ? Equity Product Department, Corporate Finance
in infrastructure, Thailand can become a connector for fund raising of regional infrastructure projects while more product variety will serve investors better. The relevant regulations will be
Mr. Wittawat Pornkul Mr. Wittawat Pornkul as the Chief Executive Officer, Managing Director and Director of Dcon Product Public Company Limited ("DCON"), knew or possessed an inside