Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Fund manager Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board
}: considering the level of her wrongful conduct, her status as an approved securities investment consultant should be revoked. However, since the said status had already expired on 31 December 2019. SEC
of the previous year. To: Director and manager, The Stock Exchange of Thailand Union Textile Industries Public Company Limited (“the Company”) would like to clarify on the operating results and
Exchange Commission concerning Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct; 4. cessation of status as juristic person. (b) for appointing a new REIT manager, the
” means manager or person with power of management; (2/1) 1 “manager” means any person assigned by the board of directors of the company to be ultimately responsible for the management of the company
company licensed to undertake derivatives business; (2) “executive” means manager or person with power of management; (2/1) 1 “manager” means any person assigned by the board of directors of the company to
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
increase under the general mandate” means the increase of the trust’s capital by the resolution of the unit holders authorizing the trust manager to discretionally determine the purpose, the offering and the
Commission governing the maintenance of financial status of a licensed securities company; (2) shareholders’ equity as shown in the latest financial statement that has been audited by an auditor approved by