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การส่งข้อมูลแบบรายงานผ่านระบบ Broker Reporting System (BRS) และระบบ Net Capital Rule (NCR) ตามที่สำนักงานได้มีหนังสือเวียนที่ ธ. (ว) 85/2540 เรื่อง ขอความร่วมมือในการทดสอบระบบการ

http://law.sec.or.th/content/2433/4504/1#4504

แก้ไขเพิ่มเติม พ.ร.บ.หลักทรัพย์ฯ ในส่วนที่เกี่ยวกับกองทุนส่งเสริมการพัฒนาตลาดทุน (Capital Market Development Fund (CMDF))

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=379

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=380

การแก้ไข พ.ร.บ.หลักทรัพย์ฯ เกี่ยวกับการเพิ่มเติมวัตถุประสงค์ของกองทุนส่งเสริมการพัฒนาตลาดทุน (Capital Market Development Fund (CMDF))

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=382

The SEC Thailand hosts the 48th IOSCO Annual Meeting – a forum for substantive discussions and cooperation among global capital market regulators, followed by the SEC Thailand Public Conference

16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9882

SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” to promote women’s empowerment and gender equality in the capital market

In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9884

The proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=651

SEC Thailand’s Public Hearing on Proposed Law Amendment to Introduce Federation of Thai Capital Market Organizations (FETCO) as a Statutory Body

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=663

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688