solicitor to ensure proper legal protection, regardless of how tempting the offer seems. List of licensees is available at the SEC?s website (www.sec.or.th) while list of those not licensed by the SEC can be

issuers while maintaining an appropriate level of investor protection. The key aspects of the proposed amendments are as follows: (1) Approval Criteria: Issuers are required to obtain an issuer rating and

facilitate fundraising activities by providing appropriate regulatory flexibility, while continuing to uphold investor protection principles.Accordingly, the SEC is inviting public comments on the proposed

year's provision of employee's severance pay corresponding to revision of the Labour Protection Act (effective on 5 April 2019). • Depreciation and amortization for the first nine months of 2020 was THB

non-recurring items, namely the insurance claim from the terrorism risk protection amounted THB 3,500 mn, the conversion of CPN Retail Growth Leasehold Property Fund (“CPNRF”) into CPN Retail Growth

the corresponding period of the previous year, derived from an increase of provision for long-term employee benefits according to The Labor Protection ACT ( no.7) B.E. 2562 was announced in the Royal

for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and

procured for protection of the trading and clearing systems; (4) assets contributed by the parent company to the derivatives clearing house in the form of a written and legally enforceable commitment

Transactions Act B.E. 2544 (2001), etc.; and 8. The Applicant has studied, acknowledged and understood the Personal Data Protection Policy for internal administration (as disclosed on the SEC Office’s website

sector contracted sharply due to international travel restrictions. Therefore, the Thai economic recovery would take time to return to pre-pandemic levels. The first nine months was a challenging period