% mainly because of the cash payment for investing in the associate company and repayment of the long term loan before the maturity date. • Account receivable increased by Baht 996 million or 46% resulted

. acquisition of S- TREK ordinary shares, the IFA has opined that the entering into such transaction is not appropriate at this time. In the consideration, the IFA has taken into account the significant findings

, i.e. acquisition of S- TREK ordinary shares, the IFA has opined that the entering into such transaction is not appropriate at this time. In the consideration, the IFA has taken into account the

client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing

, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment

complaint lodged by a client on {B}'s actions. The report indicated that {B} sent trading orders through client's account without evidence of trading orders from clients, which caused damages to the client

16.0% from 31 December 2017.  Current assets increased by THB 340 million due to an increase in account receivables and advance to villa owner  Non-current assets increased by THB 1,255 million mainly

comply with the law, related Notifications and professional standard; In case the investment advisory company intends to change the work system as approved by the Office under the first paragraph, the

Intermediary   06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to

. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and