investigation, the public prosecutor’s prosecution, and the court’s adjudication, respectively. The SEC will follow up on the progress of the ongoing legal proceedings and fully collaborate with relevant agencies
institutional investors? websites and their annual report (if any). The I Code and the Signatory Form are available for download at www.cgthailand.org. The list of institutional investor signatories will be
companies, investors then misled that they gain high returns at the first stage but not allowed to withdraw their profits. Later on, the companies will notify their clients to add more money due to investment
will be useful for investor contact and client in case there are disputes over trading orders sending. Taping the conversation between investor contact and client is a requirement that in line with
approval as the capital market personnel will be accepted after 11 months as from July 9, 2015.2. Suspended Onjira Yuwadee from her duty as the approved securities investment consultant for 1 month
shall be suspended until the lapse of such period and his re-application for approval as the capital market personnel will be accepted after 11 months as from July 9, 2015.2. Suspended {B} from her duty
consultant for rest of the remaining prior approved period or until December 31, 2014. In addition, the SEC will not consider his renewal application for another five years starting from the effective date of
criminal justice administration; whereby the court will judge the case accordingly.For three audit committee members who were reported of the suspicions by the auditors, they later explained to the SEC that
market investment consultant in case of Panadda for ten years and the approval as securities investment consultant in case of {B} for four years and eight months. The revocation will be effective from
Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious