above were deemed non-compliance with Clause 14(2) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investors Contacts and Standards of Conduct dated 14 October 2009, which stated that
SEC found from conversation records that {A} had obtained authorizations to make trading decisions for the clients. {A}'s actions are deemed in violation of Clause 20(2) and (3) of the Notification of
) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated
(3) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the
2 The above transaction is considered a disposal of assets in accordance with the Notification of Capital Market Supervisory Board No. Tor Chor. 20/2551 regarding Rules on Entering into Material
Microsoft Word - GSC013_?????????????-Eng-revised ELCIDGSC013/2019 17 July 2019 Subject: Notification of the Resolution of the Board of Directors’ Meeting No.6/2019, The Providing of Financial
notification of the Stock Exchange of Thailand concerning the Acquisition and Disposition of Assets. C:\set\set 601113 e การไดม้าซ่ึงสินทรัพย ์LH USA 13-11-2017.doc Therefore, the Company is not required to
Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 Re: Rules on Connected Transactions and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of
December 27, 2017 Re: Notification of the Progress on the Investment in Hero Experience Co., Ltd. To: President The Stock Exchange of Thailand As Demeter Corporation Public Company Limited (the “Company
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Office of the Securities and