Authorized Director and Manager of Securities and Derivatives Business Operator
Authorized Director and Manager of Digital Asset Business Operator
characteristics in issuing and listed companies : * Consisting of the laws and regulations concerning the undertaking of mutual fund management business, private fund management business, derivatives fund manager
securities company. O other cases (please specify)……………………….………... O no 6.8 Being a manager or a person with managing power of a partnership or a limited company in which he or she or the person or partnership
Prohibited Characteristics of an Executive of a Derivatives Business Operator dated 13 September 2005 stated that an appointment or the consent to have any person to be or to act as a director, manager or
person to be or to act as a director, manager or person with power of management of derivatives business operator must be approved by the SEC Office, the SEC Office hereby issues a guideline on application
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct
of Derivatives Business Operators dated 3 August 2009 stipulate that the appointment or consent to have any person become or act as a director, manager or person with power of management of derivatives