digital asset business in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 2/2023 Dated 24/04/2023
and 13 July 2022, which means Mr. Boon failed to prepare and disclose the reports within the period specified in the notification of the Office of the Securities and Exchange Commission. This case is in
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL
specified in the notification of the Office of the Securities and Exchange Commission. This case is in the process of inquiry by the inquiry official. SEC Act S.59 Criminal Complaint Filed with an Inquiry
. Niran failed to prepare and disclose the report within the period specified in the notification of the Office of the Securities and Exchange Commission. This case is in the process of inquiry by the
the period specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of
; - a civil monetary penalty of 1,729,375.00 Baht By virtue of the notification No. Thor Lor Tor 8/2557, the SEC Office has revoked the approval of property fund manager granted to Mr. Yinganan
POLAR’s failure to prepare and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2
a notification system when the transactions occurred with 5,000 wallet addresses on 1000x.live leading to the completion of the system for operating the business on 1000x.live. Accordingly, 1000X and
the period Specified in the notification. SEC Act S.247 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 80/2017 Dated 18/10/2017