an approval by the Office to act as a mutual fund manager but no longer performs such duty for any management company, wishes to maintain the status of an approved mutual fund manager, such person
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct
other parties related to the transaction. When applying to Real Estate Investment Trusts (REITs), the regulations will make clear that REIT manager is responsible for disclosure of information on REITs
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an
of the previous year. To: Director and manager The Stock Exchange of Thailand Union Textile Industries Public Company Limited (“the Company”) would like to clarify on the operating results and
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC
business. Clause 9. In maintaining the status of being listed in the register of person qualified to be fund manager, a person shall: (1) Attend a refresher course relating to securities and exchange laws