Authorized Director and Manager of Securities and Derivatives Business Operator
Authorized Director and Manager of Digital Asset Business Operator
Authorized Director and Manager of Digital Asset Business Operator
8 เมื่อวันที่ 17 มิถุนายน 2564• Mr. David Florenzo ตำแหน่ง Attorney - Division of Enforcement and Investigations, Public Company Accounting Oversight Board (PCAOB)• Mr. Vikram Ramadas ตำแหน่ง Manager
regulations: Clause 1 In this Notification: (1) “executive” means a manager or a person with power of management; (2) “manager” means any person who is authorized by the board of directors of the company to
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Mutual Fund Registered Person Cross-border