Cybersecurity Act B.E. 2562 (2019), with the hope that capital market intermediaries will apply this knowledge into their playbooks in order to cope with cyber threats more effectively." SEC will publish
." In this regard, the said cooperation is in line with SEC's mission in the enforcement of law against offenders according to the Securities and Exchange Act B.E. 2535 (1992) and other laws which are
businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional
pay an equal civil penalty of 333,333.33 baht. In addition, since the offenses in this case are related to unfair trading activity, which is a predicate offense under the Anti-Money Laundering Act B.E
Act B.E. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. ________________________ Note: * Details in SEC News No. 56/2563 published on 16 March 2020
significant change to the conditions under agreement and the company's disclosure is directly involved, the SEC, by virtue of Section 58(2) of the Securities and Exchange Act B.E. 2535 (1992), has instructed
relevant agencies to consider whether any act is subject to supervision under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) or other laws enforced by the SEC. In the meantime, investors
, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992), has instructed IFEC and its directors to clarify the arrangement of such shareholders? meeting to the SEC and disclose such
the shareholders or the decision-making of investors.The SEC therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), has instructed EARTH to (1) clarify whether the
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee has therefore imposed a separate fine of 500,000 baht each on NEWS and Mr. Arak for failing to order or take action in