policies and guidelines for working together on September 25, 2019 at the SEC Office. They shared the opinion on driving the capital market with guidelines to support SMEs to access funding sources in the
the term fund’s passbook. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile: 0-2033-9660, or
project to facilitate the business sector (Regulatory Guillotine*) in order to facilitate and reduce unnecessary costs for the business sector. The consultation paper is available at www.sec.or.th
under appropriate oversight and to maintain confidence of investors who use the services. The consultant paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=678
. Investors can check the lists of commercial banks, securities companies and asset management companies that join this project as well as study the usage and features of the NDID system at www.ndid.co.th
qualifications within a period specified by SEC. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=696. Stakeholders and interested parties are welcome to give comments and
under the HK-TH MRF scheme. The consultation paper on the drafted regulations regarding HK-TH MRF is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=692. Stakeholders and interested
business operation that they are required to apply for the respective licenses with the SEC by 24 February 2021. For more information and inquiries, please contact SEC Help Center at Hotline 1207, press
Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that