form and procedures provided in the electronic system of the Office or by any other means notified in advance by the Office. Clause 3. This Notification shall come into force as from 14 March 2008

form and procedures provided in the electronic system of the Office or by any other means notified in advance by the Office. Clause 3. This Notification shall come into force as from 14 March 2008

force as from 14 March 2008. Notified this 12th day of March 2008. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The

  SorThor/Nor/Dor/Khor 11/2551 Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies   28/04/2008 01/10/2008    Contact The

Client Assets of a Securities Company   16/05/2008 01/08/2008 3. Notification of the Office of the Securities and Exchange Commission   7/2546    25/06/2003 01/07/2003 4. Notification of the Office of the

  SorThor/Nor/Dor/Khor 11/2551 Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies   28/04/2008 01/10/2008    Contact The

  SorThor/Nor/Dor/Khor 11/2551 Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies   28/04/2008 01/10/2008    Contact The

Additional Determination of Type of Juristic Person Classified as Institutional Investors   02/04/2008 16/04/2008 2. Notification of the Securities and Exchange Commission  KorThor. 6/2547 Re: Additional

and Derivatives Trading for Derivatives Broker   02/04/2008 01/07/2008         2. Notification of the Office of the Securities and Exchange Commission  SorThor 19/2552 Report on Trading of Securities

/Nor 12/2551 Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators   28/04/2008 01/10/2008    Contact The Securities and Exchange Commission