Securities and Exchange Act B.E. 2535 (1992). A Securities company which use such service as specified in the first paragraph shall notify details relating to scope of using back office service to the Office
specified in Section 153 (3) of the Securities and Exchange Act B.E. 2535 (1992). A Securities company which use such service as specified in the first paragraph shall notify details relating to scope of
securities company shall submit a copy of the contract relating to the aforesaid liabilities or obligations to the SEC Office along with report form for the first time that such particulars are calculated in a
copy of the contract relating to the aforesaid liabilities or obligations to the SEC Office along with report form for the first time that such particulars are calculated in a report of net liquid
exemption by the Office. The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the category of mutual fund management
Executives of Securities Companies (No. 2) dated 2 May 2006 The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the
concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by the board of directors or a working committee appointed by the
the method and channel of communications and information concerning relevant parties and personnel in charge of communications. The business continuity plan under the first paragraph must be approved by