Microsoft Word - MD&A-3Q2019-E FA V25Oct2019.docx 1 Ref: CSO. 026/2019 Date: 5th November 2019 Subject: Management Discussion and Analysis Quarter 3 Ending 30th September 2019 Attention: President
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the required margin and the daily actual loss at least once a day and an analysis on shifts in factors affecting the margin value at least on a quarterly basis; (5) conduct of appropriate validity
, securities analysis, solicitation or provision of advice relating to securities, management of a securities business, management of customers’ assets in securities business, or any other positions or nature of
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