activities via various channels including production of an auditor?s reporting handbook and organization of preparatory guideline seminars for auditors in the capital market, chief financial officers, audit
Bangkok, April 28, 2011 ? The Capital Market Supervisory Board (CMSB) at its monthly meeting held today has approved revisions to the takeover regulations as follows: 1. Any person making a
เครื่องมือให้ข้อมูลแก่ผู้ลงทุน (SEC Check Tools) อาทิ SEC Check First, SEC Fund Check, และ SEC Bond Check รวมทั้งผลงานด้านการส่งเสริมและกำกับดูแลด้านไซเบอร์ในภาคตลาดทุน (Cyber Risk Supervision in Capital
ก.ล.ต. เปิดศูนย์การเรียนรู้ตลาดทุน ก.ล.ต. (SEC Capital Market Knowledge Center) ในรูปแบบสื่อผสม (interactive multimedia) เพื่อให้เป็นแหล่งข้อมูลความรู้ด้านการเงินและการลงทุน การระดมทุนและกลไกตลาดทุน
firms must be well-prepared for all dimensions of business risk associated with changes which affect stability of the companies and the capital market.? said Vorapol.
revealed that ?the Capital Market Supervisory Board (CMSB) requires application and information disclosure for offshore CD offering be jointly prepared by the applicants and the SEC-approved FA save where
capital market for infrastructure development, not only to bring about better living quality of Thai people but also to attain the utmost benefits from the upcoming ASEAN Economic Community (AEC),? Vorapol
to international standards and helps enhance transparency and investor confidence in financial reports and disclosures in the Thai capital market. In strengthening audit quality, the SEC revised
are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment
. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as