transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as

interests. Earlier, EMC announced the proposed acquisition of 100% IMP shares from UWC at the price not exceeding 134.80 million baht and purchase of the claim over outstanding loan and accrued interests for

not exceeding 3 years, and transaction on assets or services with related parties as per the following details: 1. Transaction Date : Within 2018 2. Related parties : Total of 29 companies No. Related

connected transactions entered into by the Company during the past 6 months, the total size of all such connected transactions is of 2.54%, which is more than 0.03% but not exceeding than 3% of the total net

Securities and Exchange Commission specifies the rules related to securities issuance, offer for sale of securities or undertaking of securities business, but does not specifically define the terms

and Exchange Commission specifies the rules related to securities issuance, offer for sale of securities or undertaking of securities business, but does not specifically define the terms “institutional

the Office of the Securities and Exchange Commission specifies the rules related to securities issuance, offer for sale of securities or undertaking of securities business, but does not specifically

transfer was prearranged, starting from Auracha's opening a trading account for her mother without declaring their relationship to the company and arranging for the transfer even though it was not her duty

the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back

Compared with the other officer in nearly location which are not related people the rental rates are between 400-480 baht / m2 6. The details of the connected persons and of related persons: - Connected