) prepare and complete the daily report of net liquid capital calculation by the following business day. Every report shall be signed by authorized person; (2) file the report of net liquid capital

partially made in form of a physical delivery of shares, the Company shall submit an application to the SEC Office to file application to verify the quota of underlying shares along with documents and

Office operation ( 6 record(s) found) No. Report Name Data File As of Data Definition 1 Actions against related party transactions and acquisition and disposal of assets 2022   2 Rectification orders

Important statistics ( 7 record(s) found) No. Report Name Data File As of Data Definition 1 Statistical highlights of the Stock Exchange of Thailand (SET) 2022   2 Trading values of the SET 2022   3

accordance with the approval rules, or has failed to meet the conditions after approval, or has failed to disclose a complete, accurate and sufficient material information for investors decision making, the

for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project on the date when a set of complete and accurate application together with the evidentiary

client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his

prescribed in Clause 57(1) in such printed document or advertising. Clause 31 The approved person shall complete its offer for sale of shares within six months as from the date on which the SEC Office has

securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the

passed a resolution on the guideline for the merger of the Agricultural Futures Exchange on 30 December 2014, and who has filed or will file an application for the agricultural derivatives business license