the rules specified in such Clause instead. Clause 17 1 In paying the fees under Clause 15, Clause 16 and Clause 19/1, a licensee shall prepare and submit a report on the payment of fees according to
Clause 15, Clause 16 and Clause 19/1, a licensee shall prepare and submit a report on the payment of fees according to licenses to the SEC Office as per the forms and procedures provided on the website of
fund custodian. Checklist for Supporting Documents of an Application for Renewal of an Approval of Private Fund Custodian Particulars For the SEC Officer □ 1. Summary report of practices which does not
. Summary report of practices which does not comply with the law governing the undertaking of the applicant’s business for the period of past three years. □ 2. The information regarding personnel of the unit
คําอธิบายประกอบการจัดทํารายงานการทําธุรกรรม (Activities Report) คําอธิบาย ขอ 1 รายละเอียดลูกคา (1
liquidity and file a report on liquidity maintenance in accordance with the rules, conditions and procedures as specified in the notification of the Office. Clause 15. If it is necessary for the management
management company shall require such open-end fund to maintain its liquidity and file a report on liquidity maintenance in accordance with the rules, conditions and procedures as specified in the notification
company shall require such open-end fund to maintain its liquidity and file a report on liquidity maintenance in accordance with the rules, conditions and procedures as specified in the notification of the
รับการประเมินความพร้อมภายใต้โครงการประเมิน การปฏิบัติตามมาตรฐานสากล (Report on the Observance of Standards and Codes : ROSCs) โดยผู้เชี่ยวชาญจาก World Bank (WB) และ International Monetary Fund (IMF) ใน
GFPT Public Company Limited Interim Management Discussion and Analysis for the 1st Quarter 2019 Page 1 of 11 Management Discussion and Analysis This interim MD&A report has been prepared based on the