test may confirm the past result without having to redo the test. The regulation will become in force as from 1st July, 2012 for preparation of relevant operational systems.
in part of disclosure of financial condition and operational result, corporate governance and business takeover will be relaxed. Such foreign company will, however, be required to comply with foreign
} Company did not put in place the operational system in accordance with professional standards. The SEC therefore imposed one year suspension on the approval granted to {X1} Company as the financial advisor
Q1/2012 operational result with 67.14 million baht net profit. Later, during August 8 ? September 13, 2012, he purchased CMO shares through another person?s trading account based on the information
statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall be liable to the penalty under Sections 312 and 315 of the Securities and
as metal scrap. This resulted in AMAC’s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall
การก าหนดให้ด ารงเงินกองทุนเพื่อรองรับ operational risk ของ บลจ. ผู้แสดงควำมคิดเห็นไม่เห็นด้วยกับกำรก ำหนดขนำดของเงินกองทุนเพื่อรองรับ operational risk ที่ 0.01%*NAV เน่ืองจำกไม่เป็นกำรสร้ำง incentive
practical guidelines without imposing obstacles for business operators, the SEC has now issued four notifications of regulations concerning the collection, disposal and allocation of REIT assets, with the
Market Supervisory Board* applied to the property funds, to lay down a practical guideline for consistent and transparent practices of the business operators, taking into account practicality without
duties. Such significant improvement in the area of minority investor protection proves that Thailand has established a stronger mechanism, both in terms of legal and practical implication in the area of