Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (“SKFM”), a fund management

Limited (“CCSP”), shall be liable for CCSP's offering for sale of newly issued securities in the category of promissory note between 19 July 2018 to 30 October 2020, without approval from the SEC

prepared and disclosed the the report (Form 59-2) to the SEC office on July 1, 2020 which means Mr. Prasarn failed to prepare and disclose the report within the period specified in the notification of the

duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within July 9, 10, and 13, 2020. September 18, 21 and 24, 2020. And December 15, 2020

among all sharesholders, changes holdings of TOA securities on April 29, 2020. However, Mr. Prachak prepare and disclose a report [From 59-2] to the SEC office on July 8, 2020 which means Mr. Prachak

among all sharesholders, changes holdings of TOA securities on April 29, 2020. However, Mrs. La-or prepare and disclose a report [From 59-2] to the SEC office on July 8, 2020 which means Mrs. La-or failed

prepare and disclose a report [From 59] to the SEC office on July 30, 2020 and on October 14, 2021 which means Mr. Kasem failed to prepare and disclose the report within the period specified in the

to July 23, 2024 in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 9/2025 Dated 26/06/2025

BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets, digital

liable for BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets