orders, trading securities on behalf of client, and making securities trading decisions for the client's benefit without the client's orders were in violation to the Notifications of Capital Market
calculation will reflect position risk of assets and cover related business transactions, in line with international standards and the changing market conditions to serve the ongoing business operation and to
changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in
securities trading was made from the client and seeking benefits from client during performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the
(4) the reviewed financial statements for Q2/2022 (5) the reviewed financial statements for Q3/2022 to the SEC within the specified period by the notification of the Capital Market Board. within the
Extraordinary General Meeting of the Shareholders No. 1/2561, Plans for listing CAZ (Thailand) Co., Ltd. on the Market of Alternative Investment (mai) – Revised Attention The President The Stock Exchange of
Extraordinary General Meeting of the Shareholders No. 1/ 2 5 6 1 , Plans for listing CAZ (Thailand) Co., Ltd. on the Market of Alternative Investment (mai) – Revised 2 Attention The President The Stock Exchange
Extraordinary General Meeting of the Shareholders No. 1/ 2 5 6 1 , Plans for listing CAZ (Thailand) Co., Ltd. on the Market of Alternative Investment (mai) – Revised 3 Attention The President The Stock Exchange
Extraordinary General Meeting of the Shareholders No. 1/ 2 5 6 1 , Plans for listing CAZ (Thailand) Co., Ltd. on the Market of Alternative Investment (mai) – Revised 4 Attention The President The Stock Exchange
trading. The aforesaid actions of Shine were in contravention of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code