e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02/2017

from 16 February 2018. Clause 2 In the application forms and the registration statement as prescribed in this Notification: “institutional investor”, “ultra-high net worth investor” and “high net worth

initial submission of the registration statement. Part 2 : Form 69-FD-PRICING is the pricing supplement with reference to information in Part 1: Form 69-FD-BASE, and the updated information in Part 3: Form

Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Registration and Qualifications   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act

e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >>   Type Title Section See document Status Notified Date Effective Date 1

the sufficiency and appropriateness of these mechanisms are assessed annually must be put in place. SEC has published a hearing document on the above matter on SEC website, available at

restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of

ASEAN DEBT SECURITIES DISCLOSURE STANDARDS 1 แบบ 69-BASE-FD แบบแสดงรายการขอ้มลูและรา่งหนงัสอืชีช้วน ส าหรบัการออกและเสนอขายตราสารหนีใ้นลกัษณะโครงการ Registration Statement for Issuing and Offering of

Republic of Vietnam; “registration statement” means the registration statement for offer for sale of securities issued by a foreign company; “electronic information” means the information created

, it shall be deemed that the submitted Registration Statement is evidentiary documentation supplemented to the application filed by the applicant under Paragraph 1 above; (3) document demonstrating that