supporting declaration of identity and additional documents in case of reasonable suspicion concerning investor’s qualifications. Securities company shall revise investor’s information under the first
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
notice of such intentioin to the SEC Office is not required to comply with the provisions under Clause 3 and Clause 4. The SEC Office shall be empowered to require the derivatives broker under the first
of such intentioin to the SEC Office is not required to comply with the provisions under Clause 3 and Clause 4. The SEC Office shall be empowered to require the derivatives broker under the first
อร์เรนซี 1. ข้อมูลบุคคลที่ขอรับความเห็นชอบ 1.1 กรณีบุคคลธรรมดา (1) ชื่อ (นาย/นาง/นางสาว)..............................................ชื่อสกุล................................................. First name
the event the remaining period up to the end of the calendar year for operation of the licensed business in the first year is shorter than six months, the licensee shall pay such fees at one half of the
event the remaining period up to the end of the calendar year for operation of the licensed business in the first year is shorter than six months, the licensee shall pay such fees at one half of the rates
................................................ 1. ข้อมูลบุคคลที่ขอรับความเห็นชอบ 1.1 กรณีบุคคลธรรมดา (1) ชื่อ (นาย/นาง/นางสาว)..............................................ชื่อสกุล................................................. First name (Mr