securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of

client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking

indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

authorization that {A} had obtained  to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants  can send trading orders only when obtaining instructions from

for Securities of Siam Future Development Public Company Limited from Central World Company Limited (Form 247-4) (Revised Template) 09/09/2021 17:27 Submission of the Tender Offer for Securities of Siam

Dimet (Siam) Public Company Limited Dimet (Siam) Public Company Limited (“DIMET”), a listed company, had duties to prepare and submit a financial statement for Q2 year 2020 through the transmission

Dimet (Siam) Public Company Limited Dimet (Siam) Public Company Limited (“DIMET”), a listed company, had duties to prepare and submit a financial statement for Q3/2020 through the transmission system

Dimet (Siam) Public Company Limited Dimet (Siam) Public Company Limited (“DIMET”), a listed company, had duties to prepare and submit the interim management discussion and analysis) (“MD&A”) for

The Siam Commercial Bank Public Co.,Ltd The Siam Commercial Bank Public Co.,Ltd, as a securities business operator in the category of Brokerage, Trading and Distributing securities as investment

conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives