TorThor/Nor/Khor. 26/2551 Rules, Conditions and Procedures for Being Executive of Securities Companies 05/11/2008 16/11/2008 9. Notification of the Office of the Securities and Exchange Commission
Acts that may Create Conflicts of Interest on Fund Management and Protective Rules (No. 2) 14/07/2008 01/08/2008 2. Notification of the Office of the Securities and Exchange Commission SorNor. 29/2549
of the Securities and Exchange Commission Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds B.E.2551 (2008) 16/01
) 12/05/2012 16/05/2012 6. Notification of Capital Market Supervisory Board 1/2551 (Synopsis) 28/03/2008 7. Notification of Capital Market Supervisory Board Tortor. 28/2553 Guidelines and procedures
/2009 7. Notification of the Office of the Securities and Exchange Commission SorThor/Nor 8/2551 Reporting of Offshore Securities Investment of Securities Company 12/03/2008 14/03/2008 8. Notification
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008