as disastrous results of creative accounting practices employed by listed companies in foreign countries (ex. Enron and Worldcom) led to an overhaul in auditor supervision where we witnessed a shift
related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work
experiences on applying technology and innovation to promote the development and supervision of the capital market. This event marking the fifth consecutive SEC Digital Services seminar took place on 18 October
regulation of digital asset businesses to enhance effective supervision of digital assets. The event took place on 24 January 2025 in Chiangmai Province.
Pattanaporn, SEC Assistant Director of the Intermediaries Supervision Department (3rd left)2. Mrs. Charuphan Intararoong, SEC Assistant Secretary-General (4th left)3. Mr. Theppasu Bavornchotidara, AMLO
Pacific Award under the Regulation and Supervision Awards Programme 2025, organized by The Asian Banker. This recognition highlights the SEC’s outstanding efforts in enhancing transparency and integrity in
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายในหัวข้อ “SEC Roles and Capital Market Supervision and Development” ให้แก่คณะนักศึกษาหลักสูตร
will invest in digital assets and to be aware that the supervision and regulation thereof by government agencies can partially reduce risks, such as the risk of being deceived and being taken advantage
Consumer Protection and Financial Service Provider Supervision Department, with Mr. Papinvich Waidee, Senior Economist, Bureau of Policy on Financial Benefit Protection System, Fiscal Policy Office (FPO