first bilateral memorandums of understanding designating multilateral cooperation for digital transformation of the Thai capital market in line with Thailand 4.0 Blueprint, on 27 May 2019 at the SEC
SEC Secretary-General Rapee Sucharitakul (4th from left) posed with senior executives from capital market businesses at “the SEC Conference 2019: Capital Market for All,” which highlighted the
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be
Under the previous MoU, the UK and the SEC Thailand worked together with the UK providing technical assistance in areas including accounting standards, the development of financial technology
with the Cabinet’s resolution and the special holiday schedule established for financial institutions and specialized financial institutions for the year 2023. _________________________
were not in compliance with the generally accepted accounting standards. Besides, the auditor did not satisfy with supporting evidence with regard to the audit of inventory balance as at December 31
, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of issuer, SET or SEC
sheet must be distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of