where a derivatives business operator is a securities company having the duty to prepare and disclose the financial statements in accordance with the Securities and Exchange Act B.E. 2535 (1992), if the
where a derivatives business operator is a securities company having the duty to prepare and disclose the financial statements in accordance with the Securities and Exchange Act B.E. 2535 (1992), if the
revocation for actions that do not significantly affect operational systems or service delivery. In any case, digital asset business operators still have the duty to maintain qualifications related to
selling transactions. The securities companies would also have the duty to ensure compliance with the agreement; (4) To require that securities companies put in place a system for receiving, sending and
ESG ratings ตามเกณฑ์ที่กำหนด บลจ. มีหน้าที่ใช้ fiduciary duty ในการพิจารณาไม่นับรวมการลงทุนในบริษัทดังกล่าว เป็น eligible assets ที่ต้องลงทุนโดยเฉลี่ยรอบปีบัญชีไม่น้อยกว่าร้อยละ 80 ของ NAV โดยการลงทุน
inappropriate corporate governance practice despite having received SET ESG ratings, as required, the asset management company must exercise its fiduciary duty and not consider such company as eligible asset for
compliance with the Securities and Exchange Act B.E. 2535 (1992) and the Public Limited Companies Act B.E. 2535 (1992). These laws mandate the duty performance with responsibility, due care, and integrity as
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening
companies must consider. It is in accordance with the duties of directors and executives of the company who have to perform their fiduciary duty with caution together with the company’s risk management
, which Sakkarin confirmed that it could be done, but no money from the sale order was deposited into the client's bank account.Sakkarin's aforesaid misconduct was a failure to perform duty honestly by