regulatory sandbox can be a protocol for further bond market development and other work processes in the capital market in the future. This regulatory sandbox is a major step forward and an important part

and Governance (ESG), as well as to build a good eco-system for investment via the promotion of alternative in investment in ESG stocks. SEC hereby invites you to experience “Every Confident Step

time, and responsible agencies Consideration period: 240 days Step Work flow Period Responsible agency 1) Checklist: - Submit Form 61-1F and evidentiary documents under Clause 15; - SEC official checks

holidays) from 08:30 - 15:00 hours. (lunch break) Work flow, period of time, and responsible agencies Consideration period: 150 days Step Work flow Period Responsible agency 1) Checklist: - Submit Form 61-1

regulatory mapping exercises whereby a common ground has been established on 3 January 2020 regarding mutual recognition of funds. At the preliminary stage, both parties agreed on cross-border offerings of

August 2020. The meeting opened a stage for discussion and sharing of comments and suggestions on securities and derivatives business undertaking to create possible approaches for reducing obstacles and

additional costs and are obstacles to extend the fund size at the initial stage. Therefore, SEC has put forward the amendments to the regulations on the limitations on unitholding in mutual funds. The

establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will

analysis, which is in line with the government's approach of making big data freely available. In the initial stage, SEC will provide two types of information, which are information on licensee or have

ีcredit rating AA (haircut = 1.5%) มลูคา่ 1,000 ลบ. จาก issue amount 20,000 ลบ. 60 ตวัอยา่งการค านวณ Large Exposure Risk 6/14 STEP 1 : ค านวณ Large Exposure Risk วธิที ี ่1 1. ค านวณหาสถานะเงนิลงทนุสทุธ