approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate
. (Nonthaburi); Fortune Parts Industry Plc., Eureka Design Plc. (Pathum Thani); Energy Absolute Plc. (Prachin Buri); East Coast Furnitech Plc. (Rayong); Golden Lime Plc. (Lopburi); Chularat Hospital Plc
business schools, aiming to publicize researches and exchange of knowledge and experience between academics and capital market industry.
to publicize researches and exchange of knowledge and experience between academics and capital market industry.
place measures for preventing conflicts of interest and investment policies that aim for the best interest of clients and the investment management industry at large.? The Thailand: Institutional
amendments are expected to enhance flexibility and industry adjustment to the fast changing market environment;3. Supervision of Mutual Fund Management: The mutual fund governance structure would be revised to
Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010. As {A} is, at present, an executive of an securities company, the
for investment decision making; such as key financial ratios in comparison with information of other companies in the similar industry. The report will not, however, provide any recommended price. The
(FOCUS), Inter Far East Engineering PLC (IFEC) and The Royal Ceramic Industry PLC (RCI), and Pailin Kumut to six-month imprisonment and a fine of 250,000 baht for conspiring with Sagha in manipulating