Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
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has failed to maintain the qualifications in accordance with the approval rules, or has failed to meet the conditons after aprroval, or has failed to diclose a complete, correct and sufficient material
[Digital Asset] Trading Values Classifid by Type of Investors ( 2 record(s) found) No. Report Name Data File As of Data Definition 1 Trading Values Classifid by Type of Investors August/2023 Click here to
trading transactions of a client making orders in the trading room.Investment consultants must keep a full and complete record of all investment advice as well as clients? securities and/or derivatives
the bond representative the right to file legal proceedings against the bond issuer without convening a bondholders’ meeting in the event of default and on the condition that the bond representative has
(New) Initial Public Offering : Equity (by issue) ( 11 record(s) found) No. Report Name Data File As of Data Definition 1 Initial Public Offering : Equity (by issue) 2023 Click here to display all
Mutual Fund Investor ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 Value and Number of Fund Investors Classified by Type of Investors Quarter 2/2023 2 Value and Number of Fund
Asset] Trading VALUES Classifid BY TYPE of Assets ( 2 record(s) found) No. Report Name Data File As of Data Definition 1 Trading Values Classifid by Type of Assets August/2023 2 Trading Values Classifid
Asset] Trading VALUES Classifid BY TYPE of Exchanges ( 2 record(s) found) No. Report Name Data File As of Data Definition 1 Trading Values Classifid by Type of Exchanges August/2023 2 Trading Values