} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5

funds are designed in direct response to investors? behaviors such as unit link insurance and trigger fund, which is preset to dissolve upon reaching the target return within a pre-scheduled timeframe

personal use, and (3) redeeming investment units in the client’s mutual fund portfolios through the bank’s internet banking and transferring the fund from the unit redemption to her own banking account

Estate 174,432 161,754 -7.3% Steam sales to IU - Thailand 390,326 383,415 -1.8% REVENUE STRUCTURE FINANCIAL PERFORMANCE 5 Table 2) Revenue Drivers: Price per Unit 9M'2016 9M'2017 % change y-on-y

To : President The Stock Exchange of Thailand M.K. Real Estate Development Public Company Limited (the “Company”), hereby notify that the Board of Directors Meeting of the Company No. 2/2020 held on

securities business in the category of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3/1.6 For the purpose of supervision the undertaking of

provisions relating to a company licensed to undertake securities business in the category of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3

of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3/1. For the purpose of supervision the undertaking of securities brokerage of

ปริง ตราสารหน้ีต่างประเทศ 1Y2 หนา้ 5 / 36 3.3. ประเภทกองทุนรวมตำมลักษณะพเิศษ : - กองทุนรวมฟีดเดอร์ (Feeder Fund) ช่ือกองทุนหลกั (กรณี Feeder Fund) : Eastspring Investments Unit Trusts – Fixed Income