under Section 56 of the Securities and Exchange Act (SEA). Additionally, the rectified financial statements and the rectified reports must be disclosed publicly via the Electronic Listed Company
above actions are liable to be in violation of Section 312 and Section 281/10 in conjunction with Section 300 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) (as the case may be).Therefore, the
Corruption: ESG … Governance (G) Is There but Can't Be Seen.” The event was presided over by Mr. Vichien Phongsathorn, Chairman of the Anti-Corruption Organization of Thailand (ACT). The event aimed to
earnings or sufficient liquidity to carry out the share repurchase project as disclosed. Such act was deemed a dissemination of false information or details that could materially mislead the public and
Asia Wealth 2023 Company Limited on 30 June 2023, to be in compliance with Section 95 of the Securities and Exchange Act B.E.2535 (1992).
Cybersecurity Act B.E. 2562 (2019), with the hope that capital market intermediaries will apply this knowledge into their playbooks in order to cope with cyber threats more effectively." SEC will publish
." In this regard, the said cooperation is in line with SEC's mission in the enforcement of law against offenders according to the Securities and Exchange Act B.E. 2535 (1992) and other laws which are
businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional
pay an equal civil penalty of 333,333.33 baht. In addition, since the offenses in this case are related to unfair trading activity, which is a predicate offense under the Anti-Money Laundering Act B.E
Act B.E. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. ________________________ Note: * Details in SEC News No. 56/2563 published on 16 March 2020