Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale (No. 9) dated 3 October 2008. -2- 3“institutional client” shall have the same meaning
Section 113 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) and Section 114 of the Securities and Exchange Act B.E. 2535 (1992
Commission 7/2560 16/02/2017 01/03/2017 5. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008
a Derivatives Business Operator 31/10/2005 01/11/2005 9. Report/Form (Notification of Securities and Exchange Commission) (Synopsis) 12/11/2007 01/01/2008 10. Report/Form (Notification of
Holidays of Securities Companies 04/06/2008 16/06/2008 7. Notification of the Office of the Securities and Exchange Commission 69/2543 27/12/2000 15/01/2001 8. Notification of the Office of the
(2008) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require
of the Securities and Exchange Commission Governing Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds B.E.2551 (2008