The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 20:10 Recent Enforcement Enforcement Search Please enter search criteria Name
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:19 Recent Enforcement Enforcement Search All | Criminal Complaints | Cases
Line "Citicorp Securities" : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2025)
Application "U securities" : Unlicensed securities and derivatives business (Disclosure Date : 05/01/2026)
Line "LGT Securities" : Unlicensed securities and derivatives business (Disclosure Date : 11/03/2026)
be in line with the definitions of the terms prescribed in the Securities Law. The proposed regulations aim to better clarify the terms, prevent unfair trading practices related to digital assets and
digital assets. This initiative aims to facilitate greater investor access to investment tokens in both primary and secondary markets through traditional financial institutions. Such a development will
operators are unable to maintain net capital (b) business operators default on the clearing and settlement of securities with the clearing house or their clients in case of securities companies, or
Notification of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for