. For example, dessimination of false statements via social media that may affect securities price movements could be subject to a class action should several investors suffering damage from the said

consultants to handle suitable portfolios for investors through different company names such as Global Investments Far East Ltd. and Global Investments International Ltd. via www.globalinvestments.net and

misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the

, she informed her client of the submission of trading orders to rectify trading orders of another person sent through incorrect type of account. Also, {A} admitted that she received trading orders from

=420&rows=10 421 - 430 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC warns BX clients of frauds related to digital asset/fund transfer perpetrated through websites or Facebook

documents to the SEC and disclose these clarifications via the Electronic Listed Company Information Transmission System of the Stock Exchange of Thailand (SETLink) by 13 November 2024.The SEC is

Currently, a significant volume of securities trading on the Stock Exchange of Thailand (SET) involves foreign investors, with most orders executed through foreign securities companies to Thai

Jatusripitak, Managing Director, Thailand Future Foundation, (far left).Over the years, the SEC has continuously improved the guidelines related to fundraising through investment tokens. This includes revising

both the primary and secondary markets through digital asset business operators and securities companies.To ensure appropriate regulatory oversight and maximize public benefit, the SEC Board has resolved

condition before the investor makes a decision to subscribe such debentures._______________________________ * Crowdfunding is a fund raising from crowd through funding portals typically via the