compliance with the SEC Circular No. Nor Thor. (Wor) 8/2563 dated 28 February 2020*, and notify the SEC. 2. Listed companies and issuing companies affected and unable to submit 56-1 One Report on time may
efficiently, by taking the following actions: (1) Amend the company’s financial condition to comply with the fund requirements as prescribed in Clause 15 of the SEC Notification No. Kor Thor. 19/2561 Re
Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48
Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014. The SEC therefore has suspended him from functioning as capital market
13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives
for compliance with the Notification of the Securities and Exchange Commission Kor Thor. 43/2543 Re: Rules, Conditions, and Procedures for Dealing of Debt Securities dated 26 September 2000, which have
the Capital Market Supervisory Board No. Tor Thor. 8/2556 Re: Rules, Conditions, and Procedures for Dealing of Debt Securities (No. 4) dated 15 February 2013. 2 Ibid. 2 (7) “insider information” means a
of the Securities and Exchange Commission No. Sor Thor. 15/2558 Re: Rules in Detail related to Proprietary Trading of Intermediaries ___________________ By virtue of Section 98(7)(b) of the Securities